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Stockbroker and Investment Advisor “Misconduct” Study

March 7th, 2018

On March 1, 2016, the financial press widely reported the release of a white paper by Professors Mark Egan, Gregor Matvos, and Amit Seru entitled “The Market for Financial Advisor Misconduct.”  It’s a worthwhile read for securities litigators as it could be the focus of expert testimony in trials and arbitrations in the future – especially…

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