Most of our clients have never been involved in a lawsuit, so when we represent new clients in litigation we inform them of what to expect throughout the case. Each...
At the conclusion of an enforcement investigation by the Securities and Exchange Commission (SEC), and before the SEC Commissioners bring or settle a related enforcement action, the SEC division will...
You’ve just been served with a subpoena to testify at a deposition. A regulator has served you with a demand for an “on-the-record” interview. Your lawyer says you’ll be his...
The last steps in a trust administration include: Filing the final income tax return Obtaining an estate tax closing letter from the IRS Calculating and paying the trustee’s final compensation Preparing a...
The Investment News reported this week that the Securities and Exchange Commission (SEC) has relaxed its enforcement of investment advisers under the Trump administration. In 2017 the SEC investigated 82...
For many young parents this scenario is familiar: You and your spouse are flying across the country for some family event—a wedding, the death of a relative—and you’re leaving your...
