Barr & Young represents financial professionals, registered investment advisors, stock brokers, investment banks, and broker dealers, as well as individuals in all manner of litigation and regulatory actions. Whether the matter involves a regulatory investigation by FINRA, the SEC, State regulators, or investor litigation filed in court or arbitration, we bring more than two decades of experience of successfully handling such matters to the table on your behalf. These matters include:
- Breach of Fiduciary Duty
- Mismanagement of Mutual Funds
- Mismanagement of Managed Accounts
- Employee Promissory Notes and EFL Loans
- Raiding, Trade Secret, Unfair Competition Claims
In addition, we have successfully assisted numerous licensed individuals obtain expungement of matters reported on their CRD and FINRA BrokerCheck reports.
Barr & Young represents clients throughout Northern California, including Danville, Walnut Creek, San Francisco, Pleasant Hill, Livermore, and Oakland.